CONTEXT SUMMITS

REGISTRATION TERMS

If you are registering on behalf of any entity (such entity hereafter called “Company”), you hereby represent and warrant that you are duly authorized to accept these terms and conditions on behalf of Company and that Company shall be bound by the terms hereof.

On behalf of yourself and the Company, you hereby agree as follows: References hereafter to “you” or “your” shall mean both you, as an individual, and any Company that you register for the Summit.

You acknowledge that you have read, understood, and accepted the terms set forth herein without limitation or qualification. You further acknowledge that this agreement supersedes any proposal or prior agreement oral or written, and any other communications between us relating to the subject matter of this registration. If any of the information that you have submitted on your online registration form is incorrect or inaccurate, your Summit registration may be cancelled without notification.

SECURITIES AND OTHER FINANCIAL REGULATIONS

By registering for this Context Summit or event (the “Summit”), you acknowledge and agree that the Website and this Summit may not be used to invest, purchase, assume, distribute, offer or sell any security or financial instrument or to carry out any financial service. Furthermore, you hereby agree not to transmit or otherwise make available (on the Website or at any Summit) any advertising or marketing materials unless such materials are in compliance with all applicable laws and regulations to which you, or any financial product managed by you, is subject. Notwithstanding the foregoing, it is your responsibility to observe all applicable securities laws and financial regulations of any relevant jurisdiction, including the State or country where the Summit is held and the State or country where any participant to a Summit may reside¹. Furthermore, if you are registering as an investor, you hereby attest as follows:

If you are registering as an individual, and not as a representative of an entity, you are a Qualified Eligible Person, Qualified Client, Qualified Purchaser or Accredited Investor. Please click here to view a list of Investor Qualification Requirements.
If you are registering on behalf of an entity, such entity is a Qualified Eligible Person, Qualified Client, Qualified Purchaser or Accredited Investor. Please click here to view a list of Investor Qualification Requirements.
I confirm my representation is accurate.

Any direct or indirect liability, damages or loss caused by a violation of the paragraphs above shall be subject to the terms of the waiver of liability and indemnification as set forth herein.

¹ Including but not limited to: the U.S. Securities Act of 1933, the U.S. Investment Company Act of 1940, the U.S. Securities Exchange Act, EU Markets in Financial Instruments Directive (Directive 2004/39/EC), the EU Prospectus Directive (2003/71EC) and the EU Alternative Investment Fund Managers Directive (2011/61/EU), as amended from time, and the rules and regulations promulgated pursuant to each of them (as implemented in the local laws of the as implemented in Member States of the European Economic Area).

PRIVACY POLICY

The personal data and information you provide during conference registration will be processed in accordance with our Privacy Policy, which is incorporated herein by reference. By using our Website accessible at www.contextsummits.com and gocontextsummits.com, you consent to the practices described in that Policy.

INFORMATION ABOUT LOCATION TRACKING

Context Summits LLC (“Context”) utilizes RFID tracking technology embedded in Summit-provided attendee badges to record location-based information about Summit attendees during the Summit as set forth below. In addition to the provisions of the Privacy Policy, by registering for this Summit, you agree that:

Context may record information about your location while you attend the Summit, which data may include which events you attend. Tracking by Context is limited to Summit events and will not be possible off-premises.
Context may share such information with members of Context’s corporate group, our affiliated businesses, funds and investment management entities (collectively, “Affiliates”). Other than with respect to (i) such Affiliates or (ii) any consultants or advisors working on behalf of Summits or such Affiliates or (iii) as compelled by law or government authority, Context will not share, sell, lease or otherwise disclose information about your location with any third parties. The foregoing restriction will not apply to anonymized, aggregated data about Summits that do not identify individual attendees (for example the total number of people who attend a particular Summit event).
Context and its Affiliates use of this location information shall be limited to the following purposes:
1. To measure and improve logistics and operations at this and other Summits; and
2. To keep you informed of relevant Context events or related products and services, including the products and services of our Affiliates which may be of interest to you based on the Summit events you attend.
Summit will only record this information while you are in attendance at the Summit, however we suggest returning or disposing of your Summit-provided badge at the end of the Summit to prevent any off-premises RFID scanning by third-party devices.

REGISTRATION VERIFICATION

All registrations are subject to basic eligibility verification by Context. By registering for the Summit, you expressly agree to the Terms and Conditions herein. You acknowledge and agree that Context may cancel your registration at any time in its sole discretion in exchange for a full refund (or pro-rata refund, if such cancellation occurs during the Summit) of any registration fees you have paid.

The registration of any Summit attendee shall not in any way be construed as a recommendation by Context of such attendee or any investment offered by such attendee, and Context shall not have (and nothing herein shall be read to imply or otherwise be interpreted as creating) any duty to evaluate or otherwise bear any responsibility whatsoever with respect to any attendee’s qualifications as an investor or any investments that are offered by any Summit attendees; rather, you agree that you assume the sole risk of your investment decisions and the diligence related thereto.

CONFIDENTIALITY

Any non-public information or content that is discussed, presented, or otherwise made available to you by or on behalf of Context in connection with registering for, participating in, or attending, the Summit must be kept confidential and may not be distributed, shared, or disclosed to any third party (whether verbally or in writing or other tangible form) without the express prior written approval of Context or its designee.

INTELLECTUAL PROPERTY

By accepting these Terms and Conditions, you hereby consent to the use of your (or your company’s) image, likeness, or logo (“Images”) in any photographs, videos or other recordings taken at the Summit and authorize the use and reproduction of such Images by Context or any other person authorized by Context. All such Images, including any and all intellectual property in connection therewith, shall be the sole property of Context. To the extent such ownership rights vest in you by operation of law or otherwise, you hereby assign all rights, title and interest in such intellectual property to Context and agree to take such reasonable additional actions as necessary to effect such assignment. You hereby expressly release Context, and its assigns, and their respective officers, owners, agents and employees from all privacy, defamation or other claims, royalties, demands, and liabilities whatsoever arising in connection with the use of any Images.

WAIVER OF LIABILITY AND INDEMNIFICATION

You recognize that there may be dangers and risks to which you may be exposed by registering for, participating in, or attending, the Summit. You acknowledge that the Summit carries with it the potential for personal injury and property loss resulting from your own actions, or the actions of other participants and third parties. Understanding the foregoing, you, and your executors, administrators and heirs, and your respective successors, and assigns, hereby expressly agree: (a) to fully release and discharge (i) Context, its affiliated organizations and their respective officers, directors, employees, members, consultants and volunteers, and (ii) all other participants in the Summit, from any and all liability, whether arising from any act of negligence, carelessness or otherwise, that might result in your death, disability, personal injury, and/or property damage, including loss of use, or any other claim of any kind which may hereafter accrue to you, where such liability or claim directly or indirectly arises from or relates to your or a third party’s registration for, participation in, or attendance at, the Summit or any previous Context event; (b) to waive any and all rights to file a claim or commence litigation against any of the entities and persons mentioned above with respect to any claim that you may have that is, in any way, directly or indirectly related to your or a third party’s registration for, participation in, or attendance at, the Summit or any previous Context event; (c) to defend, indemnify and hold harmless each of the entities and persons mentioned above, from any and all liabilities and claims related to (x) your or your employees’ or agents’ or representatives’ breach of these terms and conditions or (y) your or your employees’ or agents’ or representatives’ actions or omissions directly or indirectly related to your registration for, participation in, or attendance at, the Summit or any previous Context event or (z) any disputes between you and any of your employers, employees, agents, or representatives.

By registering for this event, you also certify that you assume full responsibility for your own actions, safety, and welfare.

By attending, or participating in any fashion in, the Summit you acknowledge that neither Context, nor anyone acting on its behalf, is representing anyone attending, or participating in, the Summit and is not providing investment or business advice or sponsoring or recommending any business venture or investment opportunity that may be discussed or offer that may be made at the Summit. Neither the use of the facilities at the Summit, the presence of Context’s personnel, nor any actions on the part of Context, should be interpreted as an endorsement of anyone or anything said at the Summit or a representation by Context upon which any attendee may rely.

Your attendance, or participation in, the Summit constitutes and confirms your agreement to the foregoing paragraph, as well as your agreement to defend, hold harmless, and indemnify Context, its officers, owners, employees, agents, all its sponsors and strategic partners, affiliates and their respective successors and assigns from and against any claim based on any investment outcomes, or investment decisions made, or resulting in whole or in part from activities conducted, at the Summit.

REFUND POLICY, DELEGATE CANCELLATIONS AND TRANSFER

Registration cancellation requests received in writing on or 120 days prior to the Summit will qualify for a refund, less a 20% administration fee. No refunds will be given on cancellation requests received by Context less than 120 days prior to the Summit. Your registration is specific to you and may not be transferred or assigned; any purported transfer or assignment of your registration shall be deemed null and void. Should the original Company delegate be unable to attend, a substitute delegate from the same Company is welcome at no extra charge; in this case, please contact Context to update the participant registration details. Any cancellation or substitution requests should be made to help@contextsummits.com.

EVENT CANCELLATIONS

All reasonable endeavors will be made to hold the Summit and to present its program as scheduled under the circumstances which assure the comfort and the safety of all participants and their guests. However, the organizers cannot be held responsible by any person or entity as a result of a cancellation of the Summit or any of the arrangements, programs or plans connected with the Summit, or for any injury, damage or inconvenience which may be suffered by any person while travelling to and from, or during their presence at, the Summit. Participants are advised to arrange their own insurance against any such occurrences. Context reserves the right to make changes to the timing and content of the program. Context will not be responsible for assisting the participants in obtaining any necessary passports or visas.

SHIPPING POLICY

Summit registration is electronic only. No items will ship in hard copy via mail or postal service. After completing registration online, you will receive a confirmation email with a summary of your registration details, which we recommend you retain for your own records. No tickets are needed for event entry; registered delegate names will be checked against an attendee list upon arrival at the Summit.

AUDIO/VIDEO/PHOTOGRAPHY

No audio/video recording or photography is allowed at Summit events without Context’s express written permission. No posting, distributing, or displaying of any pictures, videos, or other images related to the Summit or Summit-related events are allowed without Context’s express written permission. Context reserves the right to revoke any current and future registrations without any refund, and to expel you and your representatives, agents, and employees from the event without any refund, in the event of any violation of the restrictions in this paragraph, in addition to any civil remedies that may be available at law or in equity.

CONTEXT SUMMITS MEDIA/PRESS POLICY

Requests for press credentials for any Context Summits event should be emailed to pro-context@prosek.com or submitted online at https://go.contextsummits.com. Please note that you are not registered until you receive a confirmation via email.

Media participation for any of the Context Summits events will be subject to the event-specific conditions that will be provided upon approval of Press Credentials.

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CONTEXT SUMMITS • 908-379-3900 • HELP@CONTEXTSUMMITS.COM

Qualification	Criteria
Qualified Purchaser §2(a)(51)(A) of the Investment Company Act	Natural person – Any natural person (including a spouse owning a joint or similar interest) who owns not less than $5,000,000 in "investments," as defined by the SEC; Family-Owned Companies – Any company that owns not less than $5,000,000 in investments and that is owned directly or indirectly by or for two or more natural persons who are related as siblings or spouse (including former spouses), or direct lineal descendants by birth or adoption, spouses of such persons, the estates of such persons, or foundations, charitable organizations, or trusts established by or for the benefit of such persons; Trusts – Any trust that was not formed for the specific purpose of acquiring the securities offered, and as to which the trustee and each settler are qualified purchasers. Institutional Purchasers – Any person, acting for its own account or the accounts of other qualified purchasers, who in the aggregate owns and invests on a discretionary basis, not less than $25,000,000 in investments.
Qualified Eligible Person CFTC Rule 4.7 under the Commodity Exchange Act	Generally speaking, a QEP is any person, acting for its own account or for the account of a qualified eligible person, who the commodity pool operator reasonably believes, at the time of the sale to that person of a pool participation in the exempt pool, or who the commodity trading advisor reasonably believes, at the time that person opens an exempt account, is one of the following: Certain registered commodities and securities professionals (e.g., futures commission merchants, registered broker-dealers); "Accredited investors" under the 1933 Act who the CPO also reasonably believes have a securities portfolio of at least $2,000,000 or have $200,000 on deposit as commodities margin or premium; Non-U.S. persons; "Qualified purchasers" under the Investment Company Act of 1940; "Knowledgeable employees" as defined in Rule 3c-5 under the 1940 Act and certain other "knowledgeable employees" as defined in CFTC Rule 4.7(a)(viii).
Qualified Client Rule 205-3(d)(1) of the Investment Advisers Act of 1940	Natural persons or companies¹ that have at least $750,000 under management with the adviser immediately after entering into the contract; Natural persons or companies that the adviser reasonably believes either have a net worth of more than $1,500,000 at the time the contract is entered or are "qualified purchasers"; or Natural persons who immediately before entering the contract are either executive officers, directors, trustees, general partners (or serve in similar capacities) of the adviser or employees of the adviser who in their regular functions have participated in the adviser’s—or another company’s—investment activities for at least 12 months. ¹Special requirements apply for determining whether a company qualifies to ensure that the assets of smaller, otherwise non-qualified clients are not pooled together to circumvent the rule’s qualification standard.
Accredited Investor Rule 501(a) of the Securities Act of 1933 Under Dodd-Frank, the Accredited Investor standard excludes a person’ primary residence from his or her net worth calculation.	Institutions – Among others, any bank, savings and loan association, registered broker or dealer, insurance company, registered investment company or business development company. Additionally, "accredited investor" includes any employee benefit plan established and maintained by a state (or its subdivision or agencies) if the plan has total assets over $5,000,000, as well as any employee benefit plans within the meaning of ERISA, if the investment decision is made by a plan fiduciary which is either a bank, savings and loan association, insurance company, or registered investment adviser, or if the plan has total assets in excess of $5,000,000, or if the plan is a self-directed plan, with investment decisions made solely by persons that are accredited investors; Partnerships, Charitable Organizations and Other Organizations – Any organization described in section 501(c)(3) of the Internal Revenue Code, corporation, Massachusetts or similar business trust, or partnership, not formed for the specific purpose of acquiring the securities offered, with total assets in excess of $5,000,000; Executives – Any director, executive officer, or general partner of the issuer of the securities being offered or sold, or any director, executive officer, or general partner of a general partner of that issuer; Natural Persons/Net Worth Test – Any natural person whose individual net worth, or joint net worth with that person's spouse, at the time of his purchase exceeds $1,000,000; Natural Persons/Income Test – Any natural person who had an individual income in excess of $200,000 in each of the two most recent years or joint income with that person's spouse in excess of $300,000 in each of those years and has a reasonable expectation of reaching the same income level in the current year; Trusts – Any trust, with total assets in excess of $5,000,000, not formed for the specific purpose of acquiring the securities offered, whose purchase is directed by a "sophisticated person" as described in Rule 506(b)(2)(ii); and Entity Owned Solely by Accredited Investors** - Any entity in which all of the equity owners are accredited investors.